RUBICON ADVISORS

Legal name: RUBICON ADVISORS, GP

CRD 174447File 801-109012

APPROVED

Retail clients

Custody

Filing as of Jul 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$420.7M

Below cohort median (national)

Discretionary AUM

$420.7M

Clients

1,391

2,219 accounts

Employees

Below cohort median in CA

Identity & registration

ADV Item 1

Organization form: Partnership
Firm type: Registered
SEC region: SFRO
Registration date: Jan 27, 2017
Principal office: 1640 EAST CYPRESS, SUITE A, REDDING, CA, 96002
Phone: 530-223-5357
Website: https://www.facebook.com/lplrubiconadvisors/?ref=page_internal

Assets & accounts

ADV Item 5F

Total regulatory AUM: $420.7M
Discretionary AUM: $420.7M
Non-discretionary AUM: $0
Discretionary accounts: 2,219
Non-discretionary accounts: 0
Total accounts: 2,219
AUM per client: $302K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	9	$3.2M
Charitable organizations	5	$3.5M
High net worth individuals	300	$243.3M
Pension and profit sharing plans	7	$902K
Individuals (other than high net worth individuals)	1,070	$169.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.