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QUARTZ PARTNERS INVESTMENT MANAGEMENT
Legal name: QUARTZ PARTNERS, LLC
CRD 174327File 801-80822
APPROVED
Retail clients
Filing as of Jun 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$611.9M
Above cohort median (national)
Discretionary AUM
$358.3M
Non-discretionary $253.6M
Clients
769
1,277 accounts
Employees
26
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 20, 2015
- Principal office
- 85 RAILROAD PLACE, SUITE 101A, SARATOGA SPRINGS, NY, 12866
- Phone
- 800-433-0422
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $611.9M
- Discretionary AUM
- $358.3M
- Non-discretionary AUM
- $253.6M
- Discretionary accounts
- 1,200
- Non-discretionary accounts
- 77
- Total accounts
- 1,277
- AUM per client
- $796K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.5M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $742 |
| Other investment advisers | 11 | $212.4M |
| High net worth individuals | 88 | $205.8M |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | 10 | $33.8M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 656 | $156.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 772 | 769 | decreased by3 |
| Jul 1, 2026 | Clients | 704 | 772 | increased by68 |
| Jul 1, 2026 | AUM | $397,841,888 | $611,945,874 | increased by$214,103,986 |
| Jan 1, 2026 | Employees | 17 | 26 | increased by9 |
| Jan 1, 2026 | Clients | 706 | 704 | decreased by2 |
| Jan 1, 2026 | AUM | $281,034,901 | $397,841,888 | increased by$116,806,987 |
| Jan 1, 2026 | Accounts | 1,124 | 1,277 | increased by153 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 17 | increased by14 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 263 | 706 | increased by443 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $50,878,485 | $281,034,901 | increased by$230,156,416 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 504 | 1,124 | increased by620 |
| Mar 1, 2022 | Clients | 245 | 263 | increased by18 |
| Mar 1, 2022 | AUM | $55,009,736 | $50,878,485 | decreased by$4,131,251 |
| Mar 1, 2022 | Accounts | 516 | 504 | decreased by12 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “QUARTZ PARTNERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“QUARTZ PARTNERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.