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STONEX ADVISORS INC.
CRD 174182File 801-80747
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.09B
Top 25% of cohort (national)
Discretionary AUM
$3.81B
Non-discretionary $1.29B
Clients
9,843
15,487 accounts
Employees
220
Top 25% of cohort in AL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Dec 17, 2014
- Principal office
- 2 PERIMETER PARK SOUTH, SUITE 500 WEST, BIRMINGHAM, AL, 35243
- Phone
- 800-292-2411
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.09B
- Discretionary AUM
- $3.81B
- Non-discretionary AUM
- $1.29B
- Discretionary accounts
- 11,545
- Non-discretionary accounts
- 3,942
- Total accounts
- 15,487
- AUM per client
- $517K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 96 | $122.4M |
| Charitable organizations | 3 | $3.7M |
| High net worth individuals | 1,020 | $2.60B |
| State or municipal government entities | 3 | $85.8M |
| Individuals (other than high net worth individuals) | 8,721 | $2.28B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 233 | 220 | decreased by13 |
| Jan 1, 2026 | Clients | 9,894 | 9,843 | decreased by51 |
| Jan 1, 2026 | AUM | $4,515,278,523 | $5,092,884,780 | increased by$577,606,257 |
| Jan 1, 2026 | Accounts | 14,988 | 15,487 | increased by499 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 274 | 233 | decreased by41 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 8,729 | 9,894 | increased by1,165 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,152,670,504 | $4,515,278,523 | increased by$1,362,608,019 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 11,804 | 14,988 | increased by3,184 |
| Jan 1, 2022 | Employees | 255 | 274 | increased by19 |
| Jan 1, 2022 | Clients | 8,484 | 8,729 | increased by245 |
| Jan 1, 2022 | AUM | $2,078,210,177 | $3,152,670,504 | increased by$1,074,460,327 |
| Jan 1, 2022 | Accounts | 8,484 | 11,804 | increased by3,320 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STONEX ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STONEX ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.