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FALCON WEALTH PLANNING, LLC
CRD 174092File 801-112659
APPROVED
Retail clients
Filing as of Sep 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.96B
Top 25% of cohort (national)
Discretionary AUM
$1.93B
Non-discretionary $23.4M
Clients
1,611
5,567 accounts
Employees
40
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Mar 19, 2018
- Principal office
- 3400 INLAND EMPIRE BLVD., SUITE 100, ONTARIO, CA, 91764
- Phone
- 855-963-2526
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.96B
- Discretionary AUM
- $1.93B
- Non-discretionary AUM
- $23.4M
- Discretionary accounts
- 5,536
- Non-discretionary accounts
- 31
- Total accounts
- 5,567
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $33.4M |
| High net worth individuals | 528 | $1.48B |
| Pension and profit sharing plans | 10 | $3.6M |
| Individuals (other than high net worth individuals) | 1,053 | $437.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SELECTION OF OTHER ADVISERS FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 26, 2026 | Employees | 41 | 40 | decreased by1 |
| Aug 29, 2026 | Employees | 42 | 41 | decreased by1 |
| Aug 29, 2026 | Clients | 1,596 | 1,611 | increased by15 |
| Aug 29, 2026 | AUM | $1,919,773,886 | $1,955,964,732 | increased by$36,190,846 |
| Aug 29, 2026 | Accounts | 5,544 | 5,567 | increased by23 |
| Jul 1, 2026 | Employees | 40 | 42 | increased by2 |
| Jul 1, 2026 | Clients | 1,508 | 1,596 | increased by88 |
| Jul 1, 2026 | AUM | $1,552,684,912 | $1,919,773,886 | increased by$367,088,974 |
| Jul 1, 2026 | Accounts | 5,242 | 5,544 | increased by302 |
| Mar 1, 2026 | Clients | 1,345 | 1,508 | increased by163 |
| Mar 1, 2026 | AUM | $1,159,538,045 | $1,552,684,912 | increased by$393,146,867 |
| Mar 1, 2026 | Accounts | 3,575 | 5,242 | increased by1,667 |
| Feb 1, 2026 | Employees | 41 | 40 | decreased by1 |
| Jan 1, 2026 | Employees | 42 | 41 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 40 | 42 | increased by2 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FALCON WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FALCON WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.