WAKEFIELD WEALTH MANAGEMENT, LLLP

CRD 173997File 801-80693

APPROVED

Retail clients

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$512.9M

Above cohort median (national)

Discretionary AUM

$393.2M

Non-discretionary $119.7M

Clients

157

625 accounts

Employees

Above cohort median in CO

Identity & registration

ADV Item 1

Organization form: Other (specify)
Firm type: Registered
SEC region: DRO
Registration date: Jan 8, 2015
Principal office: 7887 E. BELLEVIEW AVE, SUITE 800, ENGLEWOOD, CO, 80111
Phone: 303-771-0630
Website: HTTP://WWW.WAKEFIELDWEALTH.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $512.9M
Discretionary AUM: $393.2M
Non-discretionary AUM: $119.7M
Discretionary accounts: 514
Non-discretionary accounts: 111
Total accounts: 625
AUM per client: $3.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	7	$188.0M
Charitable organizations	1	$701K
High net worth individuals	77	$284.1M
Pension and profit sharing plans	2	$7.0M
Individuals (other than high net worth individuals)	70	$33.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.