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PINE VALLEY INVESTMENTS
Legal name: PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY
CRD 173995File 801-80742
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.67B
Top 25% of cohort (national)
Discretionary AUM
$2.67B
Clients
2,113
5,785 accounts
Employees
37
Top 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 8, 2015
- Principal office
- 10 E. STOW RD., SUITE 200, MARLTON, NJ, 08053
- Phone
- 856-334-8260
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.67B
- Discretionary AUM
- $2.67B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 5,785
- Non-discretionary accounts
- 0
- Total accounts
- 5,785
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 25 | $40.1M |
| Other investment advisers | Fewer than 5 | $185.1M |
| High net worth individuals | 606 | $1.91B |
| Pooled investment vehicles | 2 | $124.0M |
| Pension and profit sharing plans | 16 | $28.8M |
| Individuals (other than high net worth individuals) | 1,464 | $388.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.