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RFG WEALTH ADVISORY
Legal name: RFG HOLDINGS INC.
CRD 173862File 801-112697
APPROVED
Retail clients
Custody
Filing as of May 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$476.7M
Above cohort median (national)
Discretionary AUM
$476.7M
Clients
446
1,345 accounts
Employees
9
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Mar 26, 2018
- Principal office
- 130 OLD TOWN BLVD. SOUTH, SUITE 100, ARGYLE, TX, 76226
- Phone
- 940-464-4104
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $476.7M
- Discretionary AUM
- $476.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,345
- Non-discretionary accounts
- 0
- Total accounts
- 1,345
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 31 | $17.5M |
| Charitable organizations | 2 | $877K |
| High net worth individuals | 147 | $394.8M |
| Individuals (other than high net worth individuals) | 266 | $63.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 7 | 9 | increased by2 |
| Mar 1, 2026 | Clients | 392 | 446 | increased by54 |
| Mar 1, 2026 | AUM | $371,278,268 | $476,667,101 | increased by$105,388,833 |
| Mar 1, 2026 | Accounts | 1,120 | 1,345 | increased by225 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 7 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 270 | 392 | increased by122 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $207,406,028 | $371,278,268 | increased by$163,872,240 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 630 | 1,120 | increased by490 |
| Mar 1, 2022 | Clients | 200 | 270 | increased by70 |
| Mar 1, 2022 | AUM | $173,889,489 | $207,406,028 | increased by$33,516,539 |
| Mar 1, 2022 | Accounts | 465 | 630 | increased by165 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RFG WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RFG WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.