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ELLENBECKER INVESTMENT GROUP
Legal name: ELLENBECKER INVESTMENT GROUP, INC.
CRD 173851File 801-80600
APPROVED
Retail clients
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.06B
Top 25% of cohort (national)
Discretionary AUM
$2.06B
Non-discretionary $2.0M
Clients
2,283
2,287 accounts
Employees
51
Top 25% of cohort in WI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 2, 2014
- Principal office
- N21 W23350 RIDGEVIEW PARKWAY, WAUKESHA, WI, 53188
- Phone
- 262-691-3200
- Website
- HTTPS://WWW.ELLENBECKER.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.06B
- Discretionary AUM
- $2.06B
- Non-discretionary AUM
- $2.0M
- Discretionary accounts
- 2,282
- Non-discretionary accounts
- 5
- Total accounts
- 2,287
- AUM per client
- $903K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $2.3M |
| Charitable organizations | 6 | $2.7M |
| High net worth individuals | 684 | $1.54B |
| Individuals (other than high net worth individuals) | 1,593 | $513.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — CORPORATE EDUCATION AND SPEAKING ENGAGEMENTS
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 42 | 51 | increased by9 |
| Apr 1, 2026 | Clients | 2,152 | 2,283 | increased by131 |
| Apr 1, 2026 | AUM | $1,731,276,641 | $2,062,688,555 | increased by$331,411,914 |
| Apr 1, 2026 | Accounts | 2,152 | 2,287 | increased by135 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 33 | 42 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,812 | 2,152 | increased by340 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,390,988,383 | $1,731,276,641 | increased by$340,288,258 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 6,316 | 2,152 | decreased by4,164 |
| Apr 1, 2022 | Employees | 31 | 33 | increased by2 |
| Apr 1, 2022 | Clients | 1,677 | 1,812 | increased by135 |
| Apr 1, 2022 | AUM | $1,121,347,182 | $1,390,988,383 | increased by$269,641,201 |
| Apr 1, 2022 | Accounts | 5,661 | 6,316 | increased by655 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ELLENBECKER INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ELLENBECKER INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.