← Directory
LEGACY WEALTH MANAGEMENT INC.
CRD 173453File 801-120709
APPROVED
Retail clients
Filing as of Sep 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$313.9M
Below cohort median (national)
Discretionary AUM
$313.9M
Clients
732
1,437 accounts
Employees
11
Below cohort median in VA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Apr 2, 2021
- Principal office
- 10432 BALLS FORD ROAD #120, MANASSAS, VA, 20109
- Phone
- 877-650-4738
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $313.9M
- Discretionary AUM
- $313.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,437
- Non-discretionary accounts
- 0
- Total accounts
- 1,437
- AUM per client
- $429K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $352K |
| High net worth individuals | 66 | $131.9M |
| Individuals (other than high net worth individuals) | 665 | $181.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 10 | 11 | increased by1 |
| Aug 1, 2026 | Clients | 666 | 732 | increased by66 |
| Aug 1, 2026 | AUM | $251,046,073 | $313,864,428 | increased by$62,818,355 |
| Aug 1, 2026 | Accounts | 1,239 | 1,437 | increased by198 |
| Apr 1, 2026 | Employees | 9 | 10 | increased by1 |
| Mar 1, 2026 | Employees | 8 | 9 | increased by1 |
| Mar 1, 2026 | Clients | 589 | 666 | increased by77 |
| Mar 1, 2026 | AUM | $223,388,709 | $251,046,073 | increased by$27,657,364 |
| Mar 1, 2026 | Accounts | 1,011 | 1,239 | increased by228 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 6 | 8 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 533 | 589 | increased by56 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $177,305,738 | $223,388,709 | increased by$46,082,971 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 909 | 1,011 | increased by102 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 6 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 446 | 533 | increased by87 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LEGACY WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LEGACY WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.