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WARREN STREET WEALTH ADVISORS, LLC
CRD 173447File 801-117597
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$656.1M
Above cohort median (national)
Discretionary AUM
$647.2M
Non-discretionary $8.9M
Clients
461
1,272 accounts
Employees
10
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Nov 8, 2019
- Principal office
- 200 SPECTRUM CENTER DRIVE, SUITE 300, IRVINE, CA, 92618
- Phone
- 714-876-6200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $656.1M
- Discretionary AUM
- $647.2M
- Non-discretionary AUM
- $8.9M
- Discretionary accounts
- 1,207
- Non-discretionary accounts
- 65
- Total accounts
- 1,272
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $43.2M |
| Charitable organizations | Fewer than 5 | $2.9M |
| High net worth individuals | 166 | $343.0M |
| Pension and profit sharing plans | 10 | $59.6M |
| Individuals (other than high net worth individuals) | 283 | $207.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — ETF PROFITS AFTER EXPENSES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 400 | 461 | increased by61 |
| Apr 1, 2026 | AUM | $457,771,459 | $656,098,135 | increased by$198,326,676 |
| Apr 1, 2026 | Accounts | 1,021 | 1,272 | increased by251 |
| Jan 1, 2026 | Clients | 398 | 400 | increased by2 |
| Jan 1, 2026 | Accounts | 1,020 | 1,021 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 8 | 10 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 302 | 398 | increased by96 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $273,993,484 | $457,771,459 | increased by$183,777,975 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 650 | 1,020 | increased by370 |
| Jun 1, 2022 | Employees | 9 | 8 | decreased by1 |
| Apr 1, 2022 | Clients | 253 | 302 | increased by49 |
| Apr 1, 2022 | AUM | $188,419,709 | $273,993,484 | increased by$85,573,775 |
| Apr 1, 2022 | Accounts | 500 | 650 | increased by150 |
| Nov 1, 2021 | Employees | 8 | 9 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WARREN STREET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WARREN STREET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.