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PFG ADVISORS
Legal name: PFG ADVISORS, LLC
CRD 173344File 801-80797
APPROVED
Retail clients
Filing as of Mar 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$3.26B
Top 25% of cohort (national)
Discretionary AUM
$2.84B
Non-discretionary $424.5M
Clients
7,591
13,982 accounts
Employees
112
Top 10% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Dec 1, 2014
- Principal office
- 3200 N. CENTRAL AVE, SUITE #200, PHOENIX, AZ, 85012
- Phone
- (800) 405-8850
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.26B
- Discretionary AUM
- $2.84B
- Non-discretionary AUM
- $424.5M
- Discretionary accounts
- 12,352
- Non-discretionary accounts
- 1,630
- Total accounts
- 13,982
- AUM per client
- $430K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 51 | $71.9M |
| Charitable organizations | Fewer than 5 | $155K |
| High net worth individuals | 735 | $1.62B |
| Pension and profit sharing plans | 11 | $8.9M |
| Individuals (other than high net worth individuals) | 6,792 | $1.55B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 7592 | 7591 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.