PFG ADVISORS

Legal name: PFG ADVISORS, LLC

CRD 173344File 801-80797

APPROVED

Retail clients

Filing as of Mar 17, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$3.26B

Top 25% of cohort (national)

Discretionary AUM

$2.84B

Non-discretionary $424.5M

Clients

7,591

13,982 accounts

Employees

112

Top 10% of cohort in AZ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Dec 1, 2014
Principal office: 3200 N. CENTRAL AVE, SUITE #200, PHOENIX, AZ, 85012
Phone: (800) 405-8850
Website: https://davisfm.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $3.26B
Discretionary AUM: $2.84B
Non-discretionary AUM: $424.5M
Discretionary accounts: 12,352
Non-discretionary accounts: 1,630
Total accounts: 13,982
AUM per client: $430K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	51	$71.9M
Charitable organizations	Fewer than 5	$155K
High net worth individuals	735	$1.62B
Pension and profit sharing plans	11	$8.9M
Individuals (other than high net worth individuals)	6,792	$1.55B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Aug 17, 2026	Clients	7,592	7,591	decreased by1
Apr 1, 2026	Employees	119	112	decreased by7
Apr 1, 2026	Clients	7,586	7,592	increased by6
Apr 1, 2026	AUM	$3,083,491,501	$3,261,207,528	increased by$177,716,027
Apr 1, 2026	Accounts	13,550	13,982	increased by432
May 1, 2025 vs Oct 1, 2022	Employees	99	119	increased by20
May 1, 2025 vs Oct 1, 2022	Clients	4,364	7,586	increased by3,222
May 1, 2025 vs Oct 1, 2022	AUM	$2,039,556,213	$3,083,491,501	increased by$1,043,935,288
May 1, 2025 vs Oct 1, 2022	Accounts	7,262	13,550	increased by6,288
Apr 1, 2022	Employees	90	99	increased by9
Apr 1, 2022	Clients	3,228	4,364	increased by1,136
Apr 1, 2022	AUM	$1,310,688,561	$2,039,556,213	increased by$728,867,652
Apr 1, 2022	Accounts	5,146	7,262	increased by2,116
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “PFG ADVISORS” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PFG ADVISORS” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.