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OAK HARVEST INVESTMENT SERVICES
Legal name: OAK HARVEST INVESTMENT SERVICES, LLC
CRD 173293File 801-116667
APPROVED
Retail clients
Custody
Filing as of Apr 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.14B
Above cohort median (national)
Discretionary AUM
$1.14B
Clients
978
2,927 accounts
Employees
44
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- May 22, 2019
- Principal office
- 920 MEMORIAL CITY WAY, SUITE 150, HOUSTON, TX, 77024
- Phone
- 281-822-1350
- Website
- HTTP://WWW.OAKHARVESTFG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.14B
- Discretionary AUM
- $1.14B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,927
- Non-discretionary accounts
- 0
- Total accounts
- 2,927
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $5.6M |
| Investment companies | 1 | $91.1M |
| Charitable organizations | 7 | $19.8M |
| High net worth individuals | 404 | $712.6M |
| Individuals (other than high net worth individuals) | 564 | $307.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 39 | 44 | increased by5 |
| Apr 1, 2026 | Disclosures | Yes | No | |
| Apr 1, 2026 | Clients | 904 | 978 | increased by74 |
| Apr 1, 2026 | AUM | $940,834,408 | $1,136,761,287 | increased by$195,926,879 |
| Apr 1, 2026 | Accounts | 2,633 | 2,927 | increased by294 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 39 | increased by27 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 610 | 904 | increased by294 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $544,802,775 | $940,834,408 | increased by$396,031,633 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,519 | 2,633 | increased by1,114 |
| Oct 1, 2022 | Employees | 13 | 12 | decreased by1 |
| Aug 1, 2022 | Employees | 14 | 13 | decreased by1 |
| May 1, 2022 | Employees | 13 | 14 | increased by1 |
| Apr 1, 2022 | Employees | 12 | 13 | increased by1 |
| Mar 1, 2022 | Employees | 13 | 12 | decreased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OAK HARVEST” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OAK HARVEST” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.