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A.G. MORGAN FINANCIAL ADVISORS, LLC
CRD 173292File 801-80731
APPROVED
Retail clients
Disclosure events
Filing as of Mar 26, 2024
Feed vintage Aug 17, 2026
Regulatory AUM
$174.6M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $174.6M
Clients
387
1,687 accounts
Employees
3
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 5, 2015
- Principal office
- 5260 MERRICK ROAD, MASSAPEQUA, NY, 11758
- Phone
- 516-798-1100
- Website
- HTTP://WWW.AGMORGAN.NET
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $174.6M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $174.6M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 1,687
- Total accounts
- 1,687
- AUM per client
- $451K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 74 | $130.6M |
| Individuals (other than high net worth individuals) | 313 | $43.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.