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SOUND INCOME STRATEGIES, LLC
CRD 173272File 801-80425
APPROVED
Retail clients
Disclosure events
Filing as of Jan 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.18B
Top 25% of cohort (national)
Discretionary AUM
$3.92B
Non-discretionary $261.6M
Clients
24,757
24,756 accounts
Employees
134
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Oct 22, 2014
- Principal office
- 500 W CYPRESS CREEK ROAD, SUITE 290, FORT LAUDERDALE, FL, 33309
- Phone
- 954-487-1860
- Website
- HTTPS://SOUNDETFS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.18B
- Discretionary AUM
- $3.92B
- Non-discretionary AUM
- $261.6M
- Discretionary accounts
- 22,197
- Non-discretionary accounts
- 2,559
- Total accounts
- 24,756
- AUM per client
- $169K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 18 | $14.7M |
| Investment companies | 1 | Not reported |
| High net worth individuals | 473 | $786.2M |
| Pension and profit sharing plans | 4 | $3.9M |
| Individuals (other than high net worth individuals) | 24,261 | $3.38B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 111 | 134 | increased by23 |
| Feb 1, 2026 | Clients | 26,056 | 24,757 | decreased by1,299 |
| Feb 1, 2026 | AUM | $4,038,151,245 | $4,181,062,401 | increased by$142,911,156 |
| Feb 1, 2026 | Accounts | 26,055 | 24,756 | decreased by1,299 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 24,350 | 26,056 | increased by1,706 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $3,494,958,391 | $4,038,151,245 | increased by$543,192,854 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 24,350 | 26,055 | increased by1,705 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 69 | 111 | increased by42 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 8,358 | 24,350 | increased by15,992 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,699,166,941 | $3,494,958,391 | increased by$1,795,791,450 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 12,385 | 24,350 | increased by11,965 |
| Mar 1, 2022 | Clients | 7,168 | 8,358 | increased by1,190 |
| Mar 1, 2022 | AUM | $1,310,346,090 | $1,699,166,941 | increased by$388,820,851 |
| Mar 1, 2022 | Accounts | 11,834 | 12,385 | increased by551 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SOUND INCOME” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SOUND INCOME” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.