NICOLA WEALTH MANAGEMENT LTD.

CRD 173201File 801-119288

APPROVED

Retail clients

Disclosure events

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$11.04B

Top 10% of cohort (national)

Discretionary AUM

$10.83B

Non-discretionary $211.0M

Clients

6,718

27,753 accounts

Employees

531

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: HQ
Registration date: Aug 14, 2020
Principal office: 1508 WEST BROADWAY, 5TH FLOOR, VANCOUVER, V6J1W8
Phone: 604-739-6450
Website: https://us.nicolawealth.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $11.04B
Discretionary AUM: $10.83B
Non-discretionary AUM: $211.0M
Discretionary accounts: 27,529
Non-discretionary accounts: 224
Total accounts: 27,753
AUM per client: $1.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	121	$406.1M
Charitable organizations	650	$479.5M
High net worth individuals	2,378	$9.07B
Individuals (other than high net worth individuals)	3,569	$1.09B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Performance-based fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11D2

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.