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NICOLA WEALTH MANAGEMENT LTD.
CRD 173201File 801-119288
APPROVED
Retail clients
Disclosure events
Filing as of Sep 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$11.04B
Top 10% of cohort (national)
Discretionary AUM
$10.83B
Non-discretionary $211.0M
Clients
6,718
27,753 accounts
Employees
531
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Aug 14, 2020
- Principal office
- 1508 WEST BROADWAY, 5TH FLOOR, VANCOUVER, V6J1W8
- Phone
- 604-739-6450
- Website
- http://www.nicolawealth.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $11.04B
- Discretionary AUM
- $10.83B
- Non-discretionary AUM
- $211.0M
- Discretionary accounts
- 27,529
- Non-discretionary accounts
- 224
- Total accounts
- 27,753
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 121 | $406.1M |
| Charitable organizations | 650 | $479.5M |
| High net worth individuals | 2,378 | $9.07B |
| Individuals (other than high net worth individuals) | 3,569 | $1.09B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 491 | 531 | increased by40 |
| Apr 1, 2026 | Clients | 6,153 | 6,718 | increased by565 |
| Apr 1, 2026 | AUM | $10,043,703,386 | $11,042,694,801 | increased by$998,991,415 |
| Apr 1, 2026 | Accounts | 25,833 | 27,753 | increased by1,920 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 324 | 491 | increased by167 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 4,148 | 6,153 | increased by2,005 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $7,565,448,175 | $10,043,703,386 | increased by$2,478,255,211 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 17,581 | 25,833 | increased by8,252 |
| Apr 1, 2022 | Employees | 292 | 324 | increased by32 |
| Apr 1, 2022 | Clients | 3,470 | 4,148 | increased by678 |
| Apr 1, 2022 | AUM | $5,729,570,595 | $7,565,448,175 | increased by$1,835,877,580 |
| Apr 1, 2022 | Accounts | 13,924 | 17,581 | increased by3,657 |
| Oct 1, 2021 | Employees | 238 | 292 | increased by54 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NICOLA WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NICOLA WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.