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SOUNDWATCH CAPITAL, LLC
CRD 173151File 801-80617
APPROVED
Filing as of May 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.02B
Above cohort median (national)
Discretionary AUM
$1.02B
Clients
1
330 accounts
Employees
5
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Nov 25, 2014
- Principal office
- 3090 NOWITZKI WAY, SUITE 300, DALLAS, TX, 75219
- Phone
- 646-442-9655
- Website
- HTTP://WWW.SOUNDWATCH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.02B
- Discretionary AUM
- $1.02B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 330
- Non-discretionary accounts
- 0
- Total accounts
- 330
- AUM per client
- $1.02B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $164.0M |
| Other investment advisers | Fewer than 5 | $857.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | Employees | 6 | 5 | decreased by1 |
| Jun 1, 2026 | AUM | $958,200,568 | $1,020,965,076 | increased by$62,764,508 |
| Jun 1, 2026 | Accounts | 300 | 330 | increased by30 |
| Apr 1, 2026 | Employees | 5 | 6 | increased by1 |
| Apr 1, 2026 | AUM | $795,152,653 | $958,200,568 | increased by$163,047,915 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 4 | 5 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $554,383,092 | $795,152,653 | increased by$240,769,561 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 239 | 300 | increased by61 |
| Apr 1, 2022 | AUM | $413,212,854 | $554,383,092 | increased by$141,170,238 |
| Apr 1, 2022 | Accounts | 217 | 239 | increased by22 |
| May 1, 2021 | AUM | $336,149,336 | $413,212,854 | increased by$77,063,518 |
| May 1, 2021 | Accounts | 182 | 217 | increased by35 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SOUNDWATCH CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SOUNDWATCH CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.