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ACT ADVISORS
Legal name: ACT ADVISORS, LLC
CRD 173120File 801-80418
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$498.9M
Above cohort median (national)
Discretionary AUM
$498.9M
Clients
428
1,089 accounts
Employees
10
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Oct 15, 2014
- Principal office
- 521 COLLEGE STREET, ASHEVILLE, NC, 28801
- Phone
- (828) 398-2802
- Website
- HTTP://WWW.ACT-ADVISORS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $498.9M
- Discretionary AUM
- $498.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,089
- Non-discretionary accounts
- 0
- Total accounts
- 1,089
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $15.7M |
| Charitable organizations | Fewer than 5 | $994K |
| High net worth individuals | 128 | $336.0M |
| Pension and profit sharing plans | Fewer than 5 | $597K |
| Individuals (other than high net worth individuals) | 292 | $145.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — SUBSCRIPTION FEES FOR FINANCIAL PLANNING & CONSULTING SERVICES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2026 | Clients | 409 | 428 | increased by19 |
| Apr 1, 2026 | AUM | $433,964,272 | $498,875,199 | increased by$64,910,927 |
| Apr 1, 2026 | Accounts | 1,027 | 1,089 | increased by62 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 9 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 566 | 409 | decreased by157 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $389,880,184 | $433,964,272 | increased by$44,084,088 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 930 | 1,027 | increased by97 |
| Apr 1, 2022 | Clients | 368 | 566 | increased by198 |
| Apr 1, 2022 | AUM | $316,365,417 | $389,880,184 | increased by$73,514,767 |
| Apr 1, 2022 | Accounts | 864 | 930 | increased by66 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ACT ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ACT ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.