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ROSE CAPITAL ADVISORS, LLC
CRD 173054File 801-80385
APPROVED
Retail clients
Custody
Filing as of Aug 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$608.3M
Above cohort median (national)
Discretionary AUM
$485.2M
Non-discretionary $123.1M
Clients
375
917 accounts
Employees
14
Above cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Oct 1, 2014
- Principal office
- 119 WASHINGTON AVENUE, SUITE 400, MIAMI BEACH, FL, 33139
- Phone
- 305-534-7673
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $608.3M
- Discretionary AUM
- $485.2M
- Non-discretionary AUM
- $123.1M
- Discretionary accounts
- 858
- Non-discretionary accounts
- 59
- Total accounts
- 917
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 12 | $5.9M |
| High net worth individuals | 232 | $571.8M |
| Individuals (other than high net worth individuals) | 131 | $30.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 10 | 14 | increased by4 |
| Apr 1, 2026 | Clients | 386 | 375 | decreased by11 |
| Apr 1, 2026 | AUM | $663,626,570 | $608,316,066 | decreased by$55,310,504 |
| Apr 1, 2026 | Accounts | 911 | 917 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 10 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 185 | 386 | increased by201 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $360,267,594 | $663,626,570 | increased by$303,358,976 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 411 | 911 | increased by500 |
| Apr 1, 2022 | Clients | 167 | 185 | increased by18 |
| Apr 1, 2022 | AUM | $274,942,669 | $360,267,594 | increased by$85,324,925 |
| Apr 1, 2022 | Accounts | 317 | 411 | increased by94 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROSE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROSE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.