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FOUNDERS FINANCIAL ALLIANCE, LLC
CRD 173011File 801-108700
APPROVED
Retail clients
Filing as of Mar 10, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.19B
Above cohort median (national)
Discretionary AUM
$1.18B
Non-discretionary $2.8M
Clients
2,412
4,229 accounts
Employees
31
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Nov 21, 2016
- Principal office
- 9212 FALLS OF NEUSE RD., SUITE 221, RALEIGH, NC, 27615
- Phone
- 855-860-5940
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.19B
- Discretionary AUM
- $1.18B
- Non-discretionary AUM
- $2.8M
- Discretionary accounts
- 4,227
- Non-discretionary accounts
- 2
- Total accounts
- 4,229
- AUM per client
- $492K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $17.6M |
| Charitable organizations | 11 | $5.1M |
| High net worth individuals | 711 | $773.2M |
| Pension and profit sharing plans | 27 | $27.2M |
| Individuals (other than high net worth individuals) | 1,643 | $360.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.