COMPLUS ASSET MANAGEMENT LIMITED

CRD 173003File 801-113880

APPROVED

Custody

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$5.87B

Top 25% of cohort (national)

Discretionary AUM

$5.87B

Clients

8 accounts

Employees

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: HQ
Registration date: Aug 24, 2018
Principal office: ROOM 1302, YORK HOUSE, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG
Phone: +852 2868 1686
Website: HTTP://WWW.COMPLUSAM.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $5.87B
Discretionary AUM: $5.87B
Non-discretionary AUM: $0
Discretionary accounts: 8
Non-discretionary accounts: 0
Total accounts: 8
AUM per client: $977.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Pooled investment vehicles	6	$3.05B
State or municipal government entities	Fewer than 5	$2.81B

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.