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LAZARI CAPITAL MANAGEMENT, INC.
CRD 172932File 801-112927
APPROVED
Retail clients
Filing as of May 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$691.1M
Above cohort median (national)
Discretionary AUM
$554.7M
Non-discretionary $136.4M
Clients
968
1,599 accounts
Employees
14
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 23, 2018
- Principal office
- 3500 W. OLIVE AVE, SUITE 730, BURBANK, CA, 91505
- Phone
- 818-264-0610
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $691.1M
- Discretionary AUM
- $554.7M
- Non-discretionary AUM
- $136.4M
- Discretionary accounts
- 1,379
- Non-discretionary accounts
- 220
- Total accounts
- 1,599
- AUM per client
- $714K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 15 | $17.4M |
| Charitable organizations | 2 | $675K |
| High net worth individuals | 122 | $366.9M |
| Pension and profit sharing plans | 220 | $171.1M |
| Individuals (other than high net worth individuals) | 609 | $135.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,068 | 968 | decreased by100 |
| Apr 1, 2026 | AUM | $614,623,292 | $691,115,000 | increased by$76,491,708 |
| Apr 1, 2026 | Accounts | 1,068 | 1,599 | increased by531 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 14 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 726 | 1,068 | increased by342 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $402,201,700 | $614,623,292 | increased by$212,421,592 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,131 | 1,068 | decreased by63 |
| Jul 1, 2022 | Employees | 10 | 9 | decreased by1 |
| May 1, 2022 | Employees | 9 | 10 | increased by1 |
| Feb 1, 2022 | Clients | 606 | 726 | increased by120 |
| Feb 1, 2022 | AUM | $343,100,000 | $402,201,700 | increased by$59,101,700 |
| Feb 1, 2022 | Accounts | 1,089 | 1,131 | increased by42 |
| Oct 1, 2021 | Employees | 8 | 9 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LAZARI CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LAZARI CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.