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MATHIS WEALTH MANAGEMENT
Legal name: LARRY MATHIS FINANCIAL PLANNING, L.L.C.
CRD 172858File 801-128560
APPROVED
Retail clients
Custody
Filing as of Mar 4, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$212.8M
Below cohort median (national)
Discretionary AUM
$200.1M
Non-discretionary $12.7M
Clients
310
703 accounts
Employees
5
Below cohort median in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Aug 11, 2023
- Principal office
- 7210 N 16TH STREET, PHOENIX, AZ, 85020
- Phone
- 602-393-0501
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $212.8M
- Discretionary AUM
- $200.1M
- Non-discretionary AUM
- $12.7M
- Discretionary accounts
- 692
- Non-discretionary accounts
- 11
- Total accounts
- 703
- AUM per client
- $687K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $1.8M |
| High net worth individuals | 75 | $119.1M |
| Pension and profit sharing plans | 6 | $11.8M |
| Individuals (other than high net worth individuals) | 229 | $80.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — REF'L FEES FROM 3RD PARTY RIAS; EDUCATIONAL SEMINARS & WORKSHOPS
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.