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SVB WEALTH
Legal name: SVB WEALTH LLC
CRD 172832File 801-80480
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.10B
Top 25% of cohort (national)
Discretionary AUM
$3.04B
Non-discretionary $55.6M
Clients
1,101
2,623 accounts
Employees
73
Above cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 2, 2014
- Principal office
- 53 STATE STREET, 28TH FLOOR, BOSTON, MA, 02109
- Phone
- 6179124485
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.10B
- Discretionary AUM
- $3.04B
- Non-discretionary AUM
- $55.6M
- Discretionary accounts
- 2,552
- Non-discretionary accounts
- 71
- Total accounts
- 2,623
- AUM per client
- $2.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 61 | $437.6M |
| Charitable organizations | 13 | $212.5M |
| High net worth individuals | 530 | $2.24B |
| Pension and profit sharing plans | Fewer than 5 | $23.0M |
| Individuals (other than high net worth individuals) | 494 | $184.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 85 | 73 | decreased by12 |
| Apr 1, 2026 | Clients | 1,451 | 1,101 | decreased by350 |
| Apr 1, 2026 | AUM | $4,983,411,995 | $3,095,230,922 | decreased by$1,888,181,073 |
| Apr 1, 2026 | Accounts | 3,739 | 2,623 | decreased by1,116 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 190 | 85 | decreased by105 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3,265 | 1,451 | decreased by1,814 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $15,881,208,222 | $4,983,411,995 | decreased by$10,897,796,227 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 12,500 | 3,739 | decreased by8,761 |
| Apr 1, 2022 | Employees | 144 | 190 | increased by46 |
| Apr 1, 2022 | Clients | 3,189 | 3,265 | increased by76 |
| Apr 1, 2022 | AUM | $14,427,653,173 | $15,881,208,222 | increased by$1,453,555,049 |
| Apr 1, 2022 | Accounts | 13,951 | 12,500 | decreased by1,451 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SVB WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SVB WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.