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TSFG, LLC
CRD 172555File 801-99339
APPROVED
Retail clients
Custody
Filing as of Aug 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$642.8M
Above cohort median (national)
Discretionary AUM
$642.8M
Clients
864
1,718 accounts
Employees
9
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 3, 2015
- Principal office
- 1052 N WESTERN AVENUE, LAKE FOREST, IL, 60045
- Phone
- 847-735-7100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $642.8M
- Discretionary AUM
- $642.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,718
- Non-discretionary accounts
- 0
- Total accounts
- 1,718
- AUM per client
- $744K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $409K |
| Charitable organizations | Fewer than 5 | $1.3M |
| High net worth individuals | 207 | $392.8M |
| Individuals (other than high net worth individuals) | 654 | $248.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Employees | 12 | 9 | decreased by3 |
| Aug 17, 2026 | Clients | 1,342 | 864 | decreased by478 |
| Aug 17, 2026 | AUM | $997,218,360 | $642,831,006 | decreased by$354,387,354 |
| Aug 17, 2026 | Accounts | 2,846 | 1,718 | decreased by1,128 |
| Aug 12, 2026 | Employees | 13 | 12 | decreased by1 |
| Aug 1, 2026 | Employees | 19 | 13 | decreased by6 |
| Apr 1, 2026 | Employees | 18 | 19 | increased by1 |
| Mar 1, 2026 | Clients | 1,290 | 1,342 | increased by52 |
| Mar 1, 2026 | AUM | $854,306,837 | $997,218,360 | increased by$142,911,523 |
| Mar 1, 2026 | Accounts | 2,651 | 2,846 | increased by195 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 18 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,388 | 1,290 | decreased by98 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $623,021,547 | $854,306,837 | increased by$231,285,290 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,160 | 2,651 | increased by491 |
| Mar 1, 2022 | Clients | 1,008 | 1,388 | increased by380 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TSFG” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TSFG” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.