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THE PATRIOT FINANCIAL GROUP, LLC
Legal name: THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC
CRD 172470File 801-80245
APPROVED
Retail clients
Custody
Filing as of Jul 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.64B
Top 25% of cohort (national)
Discretionary AUM
$2.64B
Non-discretionary $23K
Clients
2,545
5,615 accounts
Employees
59
Above cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Sep 9, 2014
- Principal office
- 55 WEST STREET, SUITE 201, WALPOLE, MA, 02081
- Phone
- 508-251-6100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.64B
- Discretionary AUM
- $2.64B
- Non-discretionary AUM
- $23K
- Discretionary accounts
- 5,614
- Non-discretionary accounts
- 1
- Total accounts
- 5,615
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 37 | $14.7M |
| Charitable organizations | 11 | $6.1M |
| High net worth individuals | 371 | $885.6M |
| Pension and profit sharing plans | 136 | $1.19B |
| Individuals (other than high net worth individuals) | 1,990 | $540.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Employees | 57 | 59 | increased by2 |
| Jun 1, 2026 | Employees | 58 | 57 | decreased by1 |
| May 1, 2026 | Employees | 59 | 58 | decreased by1 |
| May 1, 2026 | Disclosures | Yes | No | |
| Apr 1, 2026 | Employees | 61 | 59 | decreased by2 |
| Apr 1, 2026 | Clients | 3,136 | 2,545 | decreased by591 |
| Apr 1, 2026 | AUM | $2,405,488,420 | $2,639,463,916 | increased by$233,975,496 |
| Apr 1, 2026 | Accounts | 7,135 | 5,615 | decreased by1,520 |
| Mar 1, 2026 | Employees | 62 | 61 | decreased by1 |
| Feb 1, 2026 | Disclosures | No | Yes | |
| Dec 1, 2025 vs May 1, 2025 | Employees | 73 | 62 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 82 | 73 | decreased by9 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3,042 | 3,136 | increased by94 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,151,395,516 | $2,405,488,420 | increased by$1,254,092,904 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,042 | 7,135 | increased by4,093 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PATRIOT FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PATRIOT FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.