KENNEDY WEALTH & TAX MANAGEMENT, LLC

CRD 172394File 801-112886

APPROVED

Retail clients

Custody

Filing as of Mar 23, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$215.5M

Below cohort median (national)

Discretionary AUM

$206.3M

Non-discretionary $9.2M

Clients

136

365 accounts

Employees

Bottom 25% of cohort in CT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Apr 20, 2018
Principal office: 1 POMPERAUG OFFICE PARK, SUITE 307, SOUTHBURY, CT, 06488
Phone: (203) 264-1200
Website: HTTPS://WWW.LINKEDIN.COM/IN/KEVIN-KENNEDY-CPA-97117237

Assets & accounts

ADV Item 5F

Total regulatory AUM: $215.5M
Discretionary AUM: $206.3M
Non-discretionary AUM: $9.2M
Discretionary accounts: 360
Non-discretionary accounts: 5
Total accounts: 365
AUM per client: $1.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$1.2M
High net worth individuals	58	$172.9M
Pension and profit sharing plans	Fewer than 5	$7.9M
Individuals (other than high net worth individuals)	75	$33.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.