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WEALTHYX
Legal name: WEALTHYX LLC
CRD 172380File 801-80109
APPROVED
Retail clients
Disclosure events
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$750
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $750
Clients
5
5 accounts
Employees
1
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Aug 1, 2014
- Principal office
- Not reported
- Phone
- 973-271-6928
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $750
- Discretionary AUM
- $0
- Non-discretionary AUM
- $750
- Discretionary accounts
- 0
- Non-discretionary accounts
- 5
- Total accounts
- 5
- AUM per client
- $150
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 5 | $750 |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Clients | 2,416 | 3 | decreased by2,413 |
| Jul 1, 2026 | AUM | $68,750,000 | $750 | decreased by$68,749,250 |
| Jul 1, 2026 | Accounts | 2,416 | 3 | decreased by2,413 |
| Dec 1, 2025 vs May 1, 2025 | Custody | Yes | No | |
| Dec 1, 2025 vs May 1, 2025 | Clients | 3,720 | 2,416 | decreased by1,304 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $63,372,000 | $68,750,000 | increased by$5,378,000 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 3,134 | 2,416 | decreased by718 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3,895 | 3,720 | decreased by175 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $74,600,000 | $63,372,000 | decreased by$11,228,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,895 | 3,134 | decreased by761 |
| Oct 1, 2022 | Clients | 2,800 | 3,895 | increased by1,095 |
| Oct 1, 2022 | AUM | $54,600,000 | $74,600,000 | increased by$20,000,000 |
| Oct 1, 2022 | Accounts | 2,800 | 3,895 | increased by1,095 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WEALTHYX” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WEALTHYX” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.