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SMARTLEAF ASSET MANAGEMENT LLC
CRD 172273File 801-80910
APPROVED
Filing as of Mar 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$6.85B
Top 25% of cohort (national)
Discretionary AUM
$6.85B
Clients
25
18,475 accounts
Employees
18
Top 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Feb 17, 2015
- Principal office
- ONE BOWDOIN SQUARE, SUITE 1000, 10TH FLOOR, BOSTON, MA, 02114
- Phone
- 857-366-9340
- Website
- HTTP://WWW.SMARTLEAFAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.85B
- Discretionary AUM
- $6.85B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 18,475
- Non-discretionary accounts
- 0
- Total accounts
- 18,475
- AUM per client
- $274.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 25 | $6.85B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 26 | 25 | decreased by1 |
| Apr 1, 2026 | Employees | 15 | 18 | increased by3 |
| Apr 1, 2026 | Clients | 19 | 26 | increased by7 |
| Apr 1, 2026 | AUM | $3,675,213,152 | $6,851,674,504 | increased by$3,176,461,352 |
| Apr 1, 2026 | Accounts | 12,408 | 18,475 | increased by6,067 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 20 | 19 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $3,675,301,359 | $3,675,213,152 | decreased by$88,207 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 15 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 4 | 20 | increased by16 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $158,597,826 | $3,675,301,359 | increased by$3,516,703,533 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,000 | 12,408 | increased by11,408 |
| Apr 1, 2022 | Clients | 2 | 4 | increased by2 |
| Apr 1, 2022 | AUM | $128,935,570 | $158,597,826 | increased by$29,662,256 |
| Apr 1, 2022 | Accounts | 2 | 1,000 | increased by998 |
| Aug 1, 2021 | AUM | $107,799,973 | $128,935,570 | increased by$21,135,597 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SMARTLEAF ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SMARTLEAF ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.