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FOCUS 401 (K) GROUP, LLC
CRD 172217File 801-80065
APPROVED
Filing as of Jan 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$169.9M
Bottom 25% of cohort (national)
Discretionary AUM
$169.9M
Clients
27
27 accounts
Employees
2
Bottom 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jul 11, 2014
- Principal office
- 16415 ADDISON ROAD, SUITE 312, ADDISON, TX, 75001
- Phone
- 214-373-4113
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $169.9M
- Discretionary AUM
- $169.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 27
- Non-discretionary accounts
- 0
- Total accounts
- 27
- AUM per client
- $6.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 27 | $169.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 21 | 27 | increased by6 |
| Feb 1, 2026 | AUM | $99,828,000 | $169,876,000 | increased by$70,048,000 |
| Feb 1, 2026 | Accounts | 21 | 27 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 28 | 21 | decreased by7 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $97,799,589 | $99,828,000 | increased by$2,028,411 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 28 | 21 | decreased by7 |
| Feb 1, 2022 | Clients | 22 | 28 | increased by6 |
| Feb 1, 2022 | AUM | $90,996,536 | $97,799,589 | increased by$6,803,053 |
| Feb 1, 2022 | Accounts | 22 | 28 | increased by6 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FOCUS 401” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FOCUS 401” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.