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SPIDERROCK ADVISORS, LLC
CRD 171992File 801-80178
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$9.83B
Top 10% of cohort (national)
Discretionary AUM
$9.83B
Clients
4,480
4,480 accounts
Employees
61
Top 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 20, 2014
- Principal office
- 227 WEST MONROE, SUITE 4300, CHICAGO, IL, 60606
- Phone
- (312) 847-0300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.83B
- Discretionary AUM
- $9.83B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 4,480
- Non-discretionary accounts
- 0
- Total accounts
- 4,480
- AUM per client
- $2.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 165 | $1.38B |
| Non-U.S. persons | Fewer than 5 | $10.0M |
| Charitable organizations | 9 | $28.9M |
| High net worth individuals | 1,961 | $7.02B |
| Pooled investment vehicles | 1 | $11.6M |
| Pension and profit sharing plans | Fewer than 5 | $10.0M |
| Individuals (other than high net worth individuals) | 2,339 | $1.38B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11G
- Q11C2
- Q11C4
- Q11C5
- Q11D4
- Q11H2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 50 | 61 | increased by11 |
| Apr 1, 2026 | Clients | 769 | 4,480 | increased by3,711 |
| Apr 1, 2026 | AUM | $5,979,259,343 | $9,834,015,630 | increased by$3,854,756,287 |
| Apr 1, 2026 | Accounts | 3,050 | 4,480 | increased by1,430 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 26 | 50 | increased by24 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 84 | 769 | increased by685 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,724,457,898 | $5,979,259,343 | increased by$3,254,801,445 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 898 | 3,050 | increased by2,152 |
| Apr 1, 2022 | Employees | 19 | 26 | increased by7 |
| Apr 1, 2022 | Clients | 72 | 84 | increased by12 |
| Apr 1, 2022 | AUM | $2,610,907,839 | $2,724,457,898 | increased by$113,550,059 |
| Apr 1, 2022 | Accounts | 930 | 898 | decreased by32 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SPIDERROCK ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SPIDERROCK ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.