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SPIDERROCK ADVISORS, LLC
CRD 171992File 801-80178
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$9.83B
Top 10% of cohort (national)
Discretionary AUM
$9.83B
Clients
4,480
4,480 accounts
Employees
61
Top 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 20, 2014
- Principal office
- 227 WEST MONROE, SUITE 4300, CHICAGO, IL, 60606
- Phone
- (312) 847-0300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.83B
- Discretionary AUM
- $9.83B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 4,480
- Non-discretionary accounts
- 0
- Total accounts
- 4,480
- AUM per client
- $2.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 165 | $1.38B |
| Non-U.S. persons | Fewer than 5 | $10.0M |
| Charitable organizations | 9 | $28.9M |
| High net worth individuals | 1,961 | $7.02B |
| Pooled investment vehicles | 1 | $11.6M |
| Pension and profit sharing plans | Fewer than 5 | $10.0M |
| Individuals (other than high net worth individuals) | 2,339 | $1.38B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11G
- Q11C2
- Q11C4
- Q11C5
- Q11D4
- Q11H2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.