DIVERSIFIED FINANCIAL MANAGEMENT

Legal name: DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC.

CRD 171813File 801-79902

APPROVED

Retail clients

Custody

Filing as of Mar 13, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$338.8M

Below cohort median (national)

Discretionary AUM

$242.2M

Non-discretionary $96.6M

Clients

144

478 accounts

Employees

Below cohort median in MA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: BRO
Registration date: Jun 13, 2014
Principal office: 80 WASHINGTON STREET, BUILDING E-13, NORWELL, MA, 02061-1729
Phone: 781-792-0440
Website: https://dfmwealth.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $338.8M
Discretionary AUM: $242.2M
Non-discretionary AUM: $96.6M
Discretionary accounts: 391
Non-discretionary accounts: 87
Total accounts: 478
AUM per client: $2.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	65	$290.3M
Pension and profit sharing plans	5	$14.3M
Individuals (other than high net worth individuals)	74	$34.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.