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COMPOUND PLANNING, INC.
CRD 171787File 801-126007
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 6, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$4.85B
Top 25% of cohort (national)
Discretionary AUM
$4.85B
Clients
12,110
8,708 accounts
Employees
119
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 1, 2022
- Principal office
- 115 BROADWAY, 5TH FLOOR, NEW YORK, NY, 10006
- Phone
- 888-533-9364
- Website
- https://compoundplanning.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.85B
- Discretionary AUM
- $4.85B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 8,708
- Non-discretionary accounts
- 0
- Total accounts
- 8,708
- AUM per client
- $400K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 147 | $110.7M |
| Charitable organizations | 129 | $13.8M |
| High net worth individuals | 612 | $1.53B |
| Pension and profit sharing plans | 354 | $128.9M |
| Individuals (other than high net worth individuals) | 10,868 | $1.48B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — SELECTION OF OTHER ADVISERS
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 13653 | 12110 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.