EGSI INVESTMENT MANAGEMENT

Legal name: EGSI INVESTMENT MANAGEMENT, INC.

CRD 171488File 801-136784

APPROVED

Retail clients

Filing as of Jul 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$144.7M

Bottom 25% of cohort (national)

Discretionary AUM

$102.1M

Non-discretionary $42.6M

Clients

278

798 accounts

Employees

Bottom 25% of cohort in OH

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: CHRO
Registration date: Jul 17, 2026
Principal office: 5100 PARKCENTER AVE, SUITE 120, DUBLIN, OH, 43017
Phone: 614-526-4118
Website: HTTPS://WWW.EGSIFINANCIAL.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $144.7M
Discretionary AUM: $102.1M
Non-discretionary AUM: $42.6M
Discretionary accounts: 769
Non-discretionary accounts: 29
Total accounts: 798
AUM per client: $520K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	2	$377K
High net worth individuals	16	$34.7M
Pension and profit sharing plans	29	$42.6M
State or municipal government entities	1	$192K
Individuals (other than high net worth individuals)	230	$66.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.