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NOTE ADVISORS, LLC
CRD 171466File 801-79807
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$437.0M
Below cohort median (national)
Discretionary AUM
$436.6M
Non-discretionary $358K
Clients
542
1,183 accounts
Employees
11
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 27, 2014
- Principal office
- 50 LAKEFRONT BLVD, SUITE 215, BUFFALO, NY, 14202
- Phone
- (716) 256-1682
- Website
- HTTP://WWW.NOTEADVISOR.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $437.0M
- Discretionary AUM
- $436.6M
- Non-discretionary AUM
- $358K
- Discretionary accounts
- 1,170
- Non-discretionary accounts
- 13
- Total accounts
- 1,183
- AUM per client
- $806K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 53 | $191.1M |
| Pension and profit sharing plans | 24 | $72.5M |
| Individuals (other than high net worth individuals) | 465 | $173.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.