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BERENBERG ASSET MANAGEMENT LLC
CRD 171274File 801-79887
APPROVED
Disclosure events
Filing as of Jul 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$34.8M
Bottom 25% of cohort (national)
Discretionary AUM
$34.8M
Clients
0
1 accounts
Employees
30
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 15, 2014
- Principal office
- 1251 6TH AVE, 53RD FLOOR, NEW YORK, NY, 10020
- Phone
- 646-949-9000
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $34.8M
- Discretionary AUM
- $34.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1
- Non-discretionary accounts
- 0
- Total accounts
- 1
- AUM per client
- —
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $34.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Disclosures | No | Yes | |
| Apr 1, 2026 | Employees | 27 | 30 | increased by3 |
| Apr 1, 2026 | AUM | $32,876,761 | $34,849,436 | increased by$1,972,675 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 45 | 27 | decreased by18 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2 | — | |
| May 1, 2025 vs Oct 1, 2022 | AUM | $90,646,604 | $32,876,761 | decreased by$57,769,843 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2 | 1 | decreased by1 |
| Apr 1, 2022 | Employees | 50 | 45 | decreased by5 |
| Apr 1, 2022 | AUM | $98,000,000 | $90,646,604 | decreased by$7,353,396 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BERENBERG ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BERENBERG ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.