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TWELVE POINTS WEALTH MANAGEMENT
Legal name: TWELVE POINTS WEALTH MANAGEMENT LLC
CRD 171107File 801-108967
APPROVED
Retail clients
Custody
Filing as of Aug 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.24B
Top 25% of cohort (national)
Discretionary AUM
$2.14B
Non-discretionary $107.9M
Clients
817
1,928 accounts
Employees
25
Above cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jan 23, 2017
- Principal office
- 9 POND LANE, SUITE 3A, CONCORD, MA, 01742
- Phone
- 978-318-9500
- Website
- http://www.twelvepoints.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.24B
- Discretionary AUM
- $2.14B
- Non-discretionary AUM
- $107.9M
- Discretionary accounts
- 1,595
- Non-discretionary accounts
- 333
- Total accounts
- 1,928
- AUM per client
- $2.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 12 | $16.9M |
| Charitable organizations | 9 | $6.2M |
| High net worth individuals | 83 | $337.8M |
| Pension and profit sharing plans | 202 | $1.57B |
| Individuals (other than high net worth individuals) | 511 | $316.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 821 | 817 | decreased by4 |
| Apr 1, 2026 | Employees | 24 | 25 | increased by1 |
| Apr 1, 2026 | Clients | 561 | 821 | increased by260 |
| Apr 1, 2026 | AUM | $1,701,535,494 | $2,243,862,574 | increased by$542,327,080 |
| Apr 1, 2026 | Accounts | 1,586 | 1,928 | increased by342 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 17 | 24 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 435 | 561 | increased by126 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $784,699,984 | $1,701,535,494 | increased by$916,835,510 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 902 | 1,586 | increased by684 |
| Apr 1, 2022 | Employees | 13 | 17 | increased by4 |
| Apr 1, 2022 | Clients | 341 | 435 | increased by94 |
| Apr 1, 2022 | AUM | $630,147,435 | $784,699,984 | increased by$154,552,549 |
| Apr 1, 2022 | Accounts | 704 | 902 | increased by198 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TWELVE POINTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TWELVE POINTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.