APELLA WEALTH

Legal name: APELLA CAPITAL, LLC

CRD 171106File 801-79650

APPROVED

Retail clients

Custody

Filing as of Sep 8, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$11.07B

Top 10% of cohort (national)

Discretionary AUM

$8.78B

Non-discretionary $2.29B

Clients

8,503

24,058 accounts

Employees

179

Top 25% of cohort in CT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Apr 29, 2014
Principal office: 65 MEMORIAL DRIVE, SUITE C340, WEST HARTFORD, CT, 06107
Phone: 860.785.2260
Website: HTTPS://WWW.APELLAWEALTH.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $11.07B
Discretionary AUM: $8.78B
Non-discretionary AUM: $2.29B
Discretionary accounts: 17,089
Non-discretionary accounts: 6,969
Total accounts: 24,058
AUM per client: $1.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	90	$179.2M
Charitable organizations	129	$46.6M
High net worth individuals	3,591	$9.39B
Pension and profit sharing plans	145	$363.1M
Individuals (other than high net worth individuals)	4,548	$1.08B

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Other (described) — FEE FOR FINANCIAL PLANNING SERVICES.
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Jul 1, 2026	Employees	164	179	increased by15
Jul 1, 2026	Clients	8,000	8,503	increased by503
Jul 1, 2026	AUM	$9,776,223,571	$11,065,217,421	increased by$1,288,993,850
Jul 1, 2026	Accounts	22,369	24,058	increased by1,689
Apr 1, 2026	Employees	140	164	increased by24
Apr 1, 2026	Clients	6,901	8,000	increased by1,099
Apr 1, 2026	AUM	$7,953,076,688	$9,776,223,571	increased by$1,823,146,883
Apr 1, 2026	Accounts	19,172	22,369	increased by3,197
Dec 1, 2025 vs May 1, 2025	Employees	94	140	increased by46
Dec 1, 2025 vs May 1, 2025	Clients	3,976	6,901	increased by2,925
Dec 1, 2025 vs May 1, 2025	AUM	$4,714,755,698	$7,953,076,688	increased by$3,238,320,990
Dec 1, 2025 vs May 1, 2025	Accounts	10,931	19,172	increased by8,241
May 1, 2025 vs Oct 1, 2022	Employees	58	94	increased by36
May 1, 2025 vs Oct 1, 2022	Clients	2,432	3,976	increased by1,544
May 1, 2025 vs Oct 1, 2022	AUM	$2,357,000,000	$4,714,755,698	increased by$2,357,755,698

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “APELLA WEALTH” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“APELLA WEALTH” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.