← Directory
THREE OAKS WEALTH
Legal name: THREE OAKS CAPITAL MANAGEMENT, LLC
CRD 171082File 801-137130
APPROVED
Retail clients
Custody
Filing as of Jul 21, 2026
Feed vintage Aug 24, 2026
Regulatory AUM
$100.0M
Bottom 25% of cohort (national)
Discretionary AUM
$100.0M
Clients
100
343 accounts
Employees
3
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Aug 20, 2026
- Principal office
- 2377 GOLD MEADOW WAY, SUITE 220, GOLD RIVER, CA, 95670
- Phone
- 916-318-4849
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $100.0M
- Discretionary AUM
- $100.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 343
- Non-discretionary accounts
- 0
- Total accounts
- 343
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 46 | $72.5M |
| Pension and profit sharing plans | 11 | $13.8M |
| Individuals (other than high net worth individuals) | 43 | $13.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 23, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.