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OSAIC ADVISORY SERVICES, LLC
CRD 171070File 801-80075
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$15.48B
Top 10% of cohort (national)
Discretionary AUM
$15.15B
Non-discretionary $327.0M
Clients
29,898
50,459 accounts
Employees
2,180
Top 10% of cohort in GA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jul 17, 2014
- Principal office
- 2300 WINDY RIDGE PARKWAY, SUITE 750, ATLANTA, GA, 30339
- Phone
- 866-580-8219
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $15.48B
- Discretionary AUM
- $15.15B
- Non-discretionary AUM
- $327.0M
- Discretionary accounts
- 49,560
- Non-discretionary accounts
- 899
- Total accounts
- 50,459
- AUM per client
- $518K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 274 | $386.6M |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | 38 | $63.2M |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | 3,755 | $8.89B |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | 70 | $21.6M |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | 25,761 | $6.12B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11A1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.