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SHERMAN ASSET MANAGEMENT, INC.
CRD 170861File 801-129640
APPROVED
Retail clients
Custody
Filing as of Jun 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$140.8M
Bottom 25% of cohort (national)
Discretionary AUM
$140.8M
Clients
33
151 accounts
Employees
1
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Mar 7, 2024
- Principal office
- 1500 PALMA DR., SUITE 133, VENTURA, CA, 93003
- Phone
- 805-530-5963
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $140.8M
- Discretionary AUM
- $140.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 151
- Non-discretionary accounts
- 0
- Total accounts
- 151
- AUM per client
- $4.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $29.0M |
| High net worth individuals | 17 | $101.4M |
| Pooled investment vehicles | 1 | $4.9M |
| Individuals (other than high net worth individuals) | 15 | $5.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.