UCAP AMERICAS

Legal name: UCAP ASSET MANAGEMENT LLC

CRD 170846File 801-79625

APPROVED

Retail clients

Custody

Filing as of Mar 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$208.2M

Below cohort median (national)

Discretionary AUM

$178.7M

Non-discretionary $29.5M

Clients

189

184 accounts

Employees

Below cohort median in FL

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: MIRO
Registration date: May 6, 2014
Principal office: 1221 BRICKELL AVENUE, SUITE 2040, MIAMI, FL, 33131
Phone: 646-809-3600
Website: https://www.linkedin.com/company/union-capital-group-usa-/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $208.2M
Discretionary AUM: $178.7M
Non-discretionary AUM: $29.5M
Discretionary accounts: 168
Non-discretionary accounts: 16
Total accounts: 184
AUM per client: $1.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	92	$143.6M
High net worth individuals	88	$62.2M
Individuals (other than high net worth individuals)	9	$2.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Other (described) — 12B-1 FEES
A percentage of assets under your management

Advisory activities

Other advisory activities
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: Yes
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.