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UCAP AMERICAS
Legal name: UCAP ASSET MANAGEMENT LLC
CRD 170846File 801-79625
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$208.2M
Below cohort median (national)
Discretionary AUM
$178.7M
Non-discretionary $29.5M
Clients
189
184 accounts
Employees
14
Below cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 6, 2014
- Principal office
- 1221 BRICKELL AVENUE, SUITE 2040, MIAMI, FL, 33131
- Phone
- 646-809-3600
- Website
- HTTP://WWW.UCAPAMERICAS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $208.2M
- Discretionary AUM
- $178.7M
- Non-discretionary AUM
- $29.5M
- Discretionary accounts
- 168
- Non-discretionary accounts
- 16
- Total accounts
- 184
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 92 | $143.6M |
| High net worth individuals | 88 | $62.2M |
| Individuals (other than high net worth individuals) | 9 | $2.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — 12B-1 FEES
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 10 | 14 | increased by4 |
| Apr 1, 2026 | Clients | 178 | 189 | increased by11 |
| Apr 1, 2026 | AUM | $165,941,851 | $208,206,707 | increased by$42,264,856 |
| Apr 1, 2026 | Accounts | 178 | 184 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 10 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 286 | 178 | decreased by108 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $284,371,152 | $165,941,851 | decreased by$118,429,301 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 286 | 178 | decreased by108 |
| Apr 1, 2022 | Employees | 15 | 14 | decreased by1 |
| Apr 1, 2022 | Clients | 210 | 286 | increased by76 |
| Apr 1, 2022 | AUM | $154,764,076 | $284,371,152 | increased by$129,607,076 |
| Apr 1, 2022 | Accounts | 210 | 286 | increased by76 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “UCAP AMERICAS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“UCAP AMERICAS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.