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FREEDOM 3 CAPITAL LLC
Legal name: FREEDOM 3 CAPITAL, LLC
CRD 170786File 801-79747
APPROVED
Custody
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.05B
Above cohort median (national)
Discretionary AUM
$1.00B
Non-discretionary $53.0M
Clients
17
27 accounts
Employees
19
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 23, 2014
- Principal office
- TOWER 49, 12 EAST 49TH STREET, 27TH FLOOR, NEW YORK, NY, 10017
- Phone
- (212) 235-2160
- Website
- HTTP://WWW.FREEDOM3.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.05B
- Discretionary AUM
- $1.00B
- Non-discretionary AUM
- $53.0M
- Discretionary accounts
- 25
- Non-discretionary accounts
- 2
- Total accounts
- 27
- AUM per client
- $62.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $3.7M |
| Pooled investment vehicles | 17 | $988.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — OFFSET PORTFOLIO COMPANY FEES; % OF OID/CLOSING FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 23 | 17 | decreased by6 |
| Apr 1, 2026 | Employees | 18 | 19 | increased by1 |
| Apr 1, 2026 | Clients | 24 | 23 | decreased by1 |
| Apr 1, 2026 | AUM | $930,184,431 | $1,054,673,110 | increased by$124,488,679 |
| Apr 1, 2026 | Accounts | 30 | 27 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 18 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 17 | 24 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,004,530,857 | $930,184,431 | decreased by$74,346,426 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 23 | 30 | increased by7 |
| Mar 1, 2022 | Employees | 12 | 11 | decreased by1 |
| Mar 1, 2022 | Clients | 13 | 17 | increased by4 |
| Mar 1, 2022 | AUM | $687,215,927 | $1,004,530,857 | increased by$317,314,930 |
| Mar 1, 2022 | Accounts | 16 | 23 | increased by7 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FREEDOM CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FREEDOM CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.