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FIRST SENTIER INVESTORS (US) LLC
CRD 170739File 801-93167
APPROVED
Custody
Disclosure events
Filing as of May 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$968.6M
Above cohort median (national)
Discretionary AUM
$968.6M
Clients
11
11 accounts
Employees
44
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 20, 2015
- Principal office
- 1290 AVENUE OF THE AMERICAS, 17TH FLOOR, NEW YORK, NY, 10104
- Phone
- 212-497-9980
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $968.6M
- Discretionary AUM
- $968.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 11
- Non-discretionary accounts
- 0
- Total accounts
- 11
- AUM per client
- $88.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 2 | $143.5M |
| Pooled investment vehicles | 9 | $825.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11D2
- Q11D4
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 52 | 44 | decreased by8 |
| Apr 1, 2026 | Clients | 10 | 11 | increased by1 |
| Apr 1, 2026 | AUM | $922,126,597 | $968,597,075 | increased by$46,470,478 |
| Apr 1, 2026 | Accounts | 9 | 11 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 38 | 52 | increased by14 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 9 | 10 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,173,829,302 | $922,126,597 | decreased by$1,251,702,705 |
| Apr 1, 2022 | Employees | 39 | 38 | decreased by1 |
| Apr 1, 2022 | Clients | 7 | 9 | increased by2 |
| Apr 1, 2022 | AUM | $954,337,697 | $2,173,829,302 | increased by$1,219,491,605 |
| Apr 1, 2022 | Accounts | 7 | 9 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FIRST SENTIER” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FIRST SENTIER” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.