MYSTIC ASSET MANAGEMENT

Legal name: MYSTIC ASSET MANAGEMENT, INC.

CRD 170361File 801-79418

APPROVED

Retail clients

Filing as of Mar 2, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$614.6M

Above cohort median (national)

Discretionary AUM

$603.7M

Non-discretionary $10.9M

Clients

144

371 accounts

Employees

Above cohort median in RI

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: BRO
Registration date: Apr 7, 2014
Principal office: 1287 POST ROAD, WARWICK, RI, 02888
Phone: 860-495-3300
Website: HTTP://WWW.MYSTICASSETMANAGEMENT.COM/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $614.6M
Discretionary AUM: $603.7M
Non-discretionary AUM: $10.9M
Discretionary accounts: 369
Non-discretionary accounts: 2
Total accounts: 371
AUM per client: $4.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	13	$47.7M
High net worth individuals	68	$398.6M
Banking or thrift institutions	Fewer than 5	$147.2M
Individuals (other than high net worth individuals)	63	$21.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Commissions
Hourly charges
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.