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RICE FINANCIAL CONSULTING, INC.
CRD 170346File 801-107140
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$287.2M
Below cohort median (national)
Discretionary AUM
$0
Non-discretionary $287.2M
Clients
369
369 accounts
Employees
5
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jan 28, 2016
- Principal office
- 300 E. MAIN STREET, LOS GATOS, CA, 95030
- Phone
- (408) 354-3400
- Website
- HTTP://WWW.RICEFC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $287.2M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $287.2M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 369
- Total accounts
- 369
- AUM per client
- $778K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 18 | $16.9M |
| High net worth individuals | 66 | $198.4M |
| Individuals (other than high net worth individuals) | 285 | $71.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.