ONE OAK CAPITAL MANAGEMENT, LLC

CRD 170339File 801-114497

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$418.5M

Below cohort median (national)

Discretionary AUM

$418.5M

Clients

384

384 accounts

Employees

Below cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Jan 28, 2019
Principal office: 287 BOWMAN AVE., PURCHASE, NY, 10577
Phone: 914-205-5821
Website: https://www.oneoakcapitalmgmt.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $418.5M
Discretionary AUM: $418.5M
Non-discretionary AUM: $0
Discretionary accounts: 384
Non-discretionary accounts: 0
Total accounts: 384
AUM per client: $1.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	55	$149.6M
Pooled investment vehicles	6	$172.7M
Pension and profit sharing plans	Fewer than 5	$864K
State or municipal government entities	Fewer than 5	$6.1M
Individuals (other than high net worth individuals)	320	$89.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Selection of other advisers
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

Q11
Q11C2
Q11C4
Q11C5

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.