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LEWIS FINANCIAL, LLC
CRD 170324File 801-132016
APPROVED
Retail clients
Filing as of Feb 25, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$133.9M
Bottom 25% of cohort (national)
Discretionary AUM
$133.9M
Clients
255
255 accounts
Employees
3
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 10, 2025
- Principal office
- 3590 SACRAMENTO DR., STE 140, SAN LUIS OBISPO, CA, 93401
- Phone
- (805) 548-0900
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $133.9M
- Discretionary AUM
- $133.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 255
- Non-discretionary accounts
- 0
- Total accounts
- 255
- AUM per client
- $525K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $450K |
| High net worth individuals | 58 | $90.0M |
| Pension and profit sharing plans | 1 | $1.5M |
| Individuals (other than high net worth individuals) | 195 | $42.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.