ARENA CAPITAL ADVISORS

Legal name: ARENA CAPITAL ADVISORS LLC

CRD 170313File 801-79134

APPROVED

Custody

Filing as of May 14, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$5.33B

Top 25% of cohort (national)

Discretionary AUM

$5.33B

Clients

40 accounts

Employees

Top 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Jan 31, 2014
Principal office: 12121 WILSHIRE BLVD, SUITE 1010, LOS ANGELES, CA, 90025
Phone: 310-806-6700
Website: HTTP://WWW.LINKEDIN.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $5.33B
Discretionary AUM: $5.33B
Non-discretionary AUM: $0
Discretionary accounts: 40
Non-discretionary accounts: 0
Total accounts: 40
AUM per client: $133.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Insurance companies	4	$417.3M
Investment companies	1	$55.2M
Pooled investment vehicles	31	$4.23B
Pension and profit sharing plans	4	$621.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.