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ARENA CAPITAL ADVISORS
Legal name: ARENA CAPITAL ADVISORS LLC
CRD 170313File 801-79134
APPROVED
Custody
Filing as of May 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.33B
Top 25% of cohort (national)
Discretionary AUM
$5.33B
Clients
40
40 accounts
Employees
26
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jan 31, 2014
- Principal office
- 12121 WILSHIRE BLVD, SUITE 1010, LOS ANGELES, CA, 90025
- Phone
- 310-806-6700
- Website
- HTTP://WWW.ARENACA.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.33B
- Discretionary AUM
- $5.33B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 40
- Non-discretionary accounts
- 0
- Total accounts
- 40
- AUM per client
- $133.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 4 | $417.3M |
| Investment companies | 1 | $55.2M |
| Pooled investment vehicles | 31 | $4.23B |
| Pension and profit sharing plans | 4 | $621.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 24 | 26 | increased by2 |
| Apr 1, 2026 | Clients | 38 | 40 | increased by2 |
| Apr 1, 2026 | AUM | $5,678,347,329 | $5,328,247,859 | decreased by$350,099,470 |
| Apr 1, 2026 | Accounts | 38 | 40 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 21 | 24 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 33 | 38 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,452,765,178 | $5,678,347,329 | increased by$2,225,582,151 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 33 | 38 | increased by5 |
| Apr 1, 2022 | Employees | 18 | 21 | increased by3 |
| Apr 1, 2022 | Clients | 24 | 33 | increased by9 |
| Apr 1, 2022 | AUM | $3,358,577,212 | $3,452,765,178 | increased by$94,187,966 |
| Apr 1, 2022 | Accounts | 24 | 33 | increased by9 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ARENA CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ARENA CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.