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CAPITAL BANK AND TRUST COMPANY
CRD 170017File 801-79234
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$250.98B
Top 10% of cohort (national)
Discretionary AUM
$250.98B
Clients
588
588 accounts
Employees
106
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Feb 26, 2014
- Principal office
- 6455 IRVINE CENTER DRIVE, IRVINE, CA, 92618-4518
- Phone
- (949) 975-5000
- Website
- https://www.capitalgroup.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $250.98B
- Discretionary AUM
- $250.98B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 588
- Non-discretionary accounts
- 0
- Total accounts
- 588
- AUM per client
- $426.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | 14 | $627.4M |
| High net worth individuals | 511 | $4.03B |
| Pooled investment vehicles | 56 | $246.32B |
| Pension and profit sharing plans | Fewer than 5 | Not reported |
| State or municipal government entities | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 26, 2026 | Employees | 121 | 106 | decreased by15 |
| Sep 26, 2026 | Clients | 579 | 588 | increased by9 |
| Sep 26, 2026 | AUM | $139,294,588,096 | $250,977,071,306 | increased by$111,682,483,210 |
| Sep 26, 2026 | Accounts | 579 | 588 | increased by9 |
| Jun 1, 2026 | Disclosures | No | Yes | |
| Dec 1, 2025 vs May 1, 2025 | Employees | 151 | 121 | decreased by30 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 536 | 579 | increased by43 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $75,863,757,861 | $139,294,588,096 | increased by$63,430,830,235 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 536 | 579 | increased by43 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 183 | 151 | decreased by32 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 64 | 536 | increased by472 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $34,319,535,389 | $75,863,757,861 | increased by$41,544,222,472 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 64 | 536 | increased by472 |
| Oct 1, 2022 | Employees | 146 | 183 | increased by37 |
| Oct 1, 2022 | Clients | 61 | 64 | increased by3 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPITAL BANK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPITAL BANK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.