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CAPITAL BANK AND TRUST COMPANY
CRD 170017File 801-79234
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$139.29B
Top 10% of cohort (national)
Discretionary AUM
$139.29B
Clients
579
579 accounts
Employees
121
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Feb 26, 2014
- Principal office
- 6455 IRVINE CENTER DRIVE, IRVINE, CA, 92618-4518
- Phone
- (949) 975-5000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $139.29B
- Discretionary AUM
- $139.29B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 579
- Non-discretionary accounts
- 0
- Total accounts
- 579
- AUM per client
- $240.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | 14 | $571.5M |
| High net worth individuals | 501 | $3.37B |
| Pooled investment vehicles | 61 | $135.35B |
| State or municipal government entities | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.