STOLZER ROTHSCHILD LEVY LLC

CRD 169817File 801-132576

APPROVED

Retail clients

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$166.0M

Bottom 25% of cohort (national)

Discretionary AUM

$126.6M

Non-discretionary $39.3M

Clients

245 accounts

Employees

Bottom 25% of cohort in NJ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Apr 28, 2025
Principal office: 233 MT. AIRY ROAD, SUITE 100, BASKING RIDGE, NJ, 07920
Phone: 7324812200
Website: HTTP://SRLAM.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $166.0M
Discretionary AUM: $126.6M
Non-discretionary AUM: $39.3M
Discretionary accounts: 230
Non-discretionary accounts: 15
Total accounts: 245
AUM per client: $2.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$251K
Charitable organizations	Fewer than 5	$970K
High net worth individuals	33	$98.9M
Pension and profit sharing plans	5	$10.7M
Individuals (other than high net worth individuals)	45	$15.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 17, 2026	Clients	98	83
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.